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Ralph Primavera

Oppenheimer & CO. INC.
57 Years of Experience
Red Bank, NJ
2 DisclosuresBroker
View SEC Summary
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Ralph Primavera is a registered investment advisor at Oppenheimer & CO. INC., based in Red Bank, NJ, with 57 years of industry experience. Ralph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3 Harding Road, Red Bank, NJ, 07701

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2003
Settled
Customer Dispute
January 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
July 2016 - Present · 10 yrs 3 mos
Oppenheimer & CO. INC.
July 2016 - Present · 10 yrs 3 mos
Oppenheimer & CO. INC.Broker
July 2016 - Present · 10 yrs 3 mos
Previous Registrations
Morgan Stanley
June 2009 - August 2016 · 7 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2016 · 7 yrs 2 mos
Citigroup Global Markets INC.
October 2002 - June 2009 · 6 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
September 1992 - July 1993 · 10 mos
Advest, INC.Broker
February 1988 - September 1992 · 4 yrs 7 mos
Advest, INC.Broker
February 1988 - September 1992 · 4 yrs 7 mos
Thomson Mckinnon Securities INC.Broker
February 1975 - March 1988 · 13 yrs 1 mo
Halle and Stieglitz Filor Bullard INCBroker
February 1973 - June 1974 · 1 yr 4 mos
Filor, Bullard & SmythBroker
November 1968 - February 1973 · 4 yrs 3 mos
State Registrations11 states
CACOFLILMDNCNJNYPAPRVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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