James Riner
James Riner is a registered investment advisor at Centaurus Financial, INC., based in Redlands, CA, with 46 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
1706 Plum Lane, Suite #109, Redlands, CA, 92374
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2014Employment Separation After Allegations
July 1998Customer Dispute
December 1994Other Business Activities
James is the owner of James Riner & Associates, a DBA used for branding purposes. This activity is not investment-related.
Employment History
Current Registrations
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
Previous Registrations
Crown Capital Securities, L.P.Broker
Crown Capital Securities, L.P.
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Centaurus Financial, INC.Broker
Titan/value Equities Group, INC.Broker
Chartered Investment Services, IncorporatedBroker
Tracey & Daum Securities INCBroker
Mutual Fund Investors, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.