Keith O'brien is a registered investment advisor, based in Cupeper, VA, with 24 years of industry experience.
Location
1300 Sunset Lane, Suite 3210, Cupeper, VA, 22701
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Advisory Services, INC.
October 2022 - Present · 3 yrs 9 mos
Truist Investment Services, INC.Broker
October 2022 - Present · 3 yrs 9 mos
Truist Investment Services, INC.
October 2022 - Present · 3 yrs 9 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
January 2022 - February 2022 · 1 mo
Royal Alliance Associates, INC.
January 2022 - February 2022 · 1 mo
LPL Financial LLC
April 2020 - May 2021 · 1 yr 1 mo
LPL Financial LLCBroker
April 2020 - May 2021 · 1 yr 1 mo
Raymond James Financial Services Advisors, INC
May 2019 - January 2020 · 8 mos
Raymond James Financial Services, INC.Broker
May 2019 - January 2020 · 8 mos
LPL Financial LLC
February 2013 - May 2019 · 6 yrs 3 mos
LPL Financial LLCBroker
February 2013 - May 2019 · 6 yrs 3 mos
Infinex Investments, INC.Broker
June 2008 - February 2013 · 4 yrs 8 mos
Infinex Investments, INC.
June 2008 - February 2013 · 4 yrs 8 mos
Bi Investments, LLC
December 2003 - June 2008 · 4 yrs 6 mos
Bi Investments, LLCBroker
December 2003 - June 2008 · 4 yrs 6 mos
UBS Financial Services INC.
January 2003 - December 2003 · 11 mos
UBS Financial Services INC.Broker
January 2003 - December 2003 · 11 mos
Riggs Securities INC.Broker
September 1999 - January 2003 · 3 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.