Gerardo Fuentes
Gerardo Fuentes is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Dallas, TX, with 19 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2850 North Harwood, 18th Floor, Dallas, TX, 75201
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2015Other Business Activities
Gerardo is involved with several organizations, including Dallas CASA, UTEP E-LEAD, Rockwell Parish Council, City of Dallas Economic Development Corporation, and John Paul II Catholic High School Finance Committee. These roles involve providing guidance and strategic planning, requiring minimal time commitment for each.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Securities LLCBroker
Robertson Stephens, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.