Thomas Carpenter
Thomas Carpenter is a CFA-designated registered investment advisor at Tlg Advisors, INC., based in Louisville, KY, with 23 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 5,161 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.75% |
| $1M+ | 1.00% |
Standard advisory fees generally run 0.80% to 1.75% per year for assets up to $1M, and up to 1.00% for assets over $1M. Starlight Portfolios charges total fees ranging from 0.65% to 1.25%. Fees may be negotiable and can be aggregated by household for discounts.
Fee Estimator
Location
4500 Bowling Blvd, Suite 100, Louisville, KY, 40207
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas develops and manages investment relationships with Carpenter Wealth Management, dedicating about a quarter of his time. He also sells non-variable and non-indexed insurance products, spending a few hours per week on this activity.
Employment History
Current Registrations
Tlg Advisors, INC.
Previous Registrations
L.M. Kohn & CompanyBroker
L.M. Kohn & Company
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
J.J.B Hilliard, W.L. Lyons, LLCBroker
Cibc World Markets CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kerry Pulliam, CFPTlg Advisors, INC.
- Seth Newby, CFPCerity Partners LLC
- Conrad Newman, CFP
- Nicholas Nunley, ChFCState Farm Investment Management CORP.
- William Alsup, CFPDmlo Wealth Planning, LLC
- Shane Hall, CFP