TrueAdvisor
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KP
CFP
KP
CFP

Kerry Pulliam

Tlg Advisors, INC.
36 Years of Experience
Louisville, KY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Kerry Pulliam is a CFP-designated registered investment advisor at Tlg Advisors, INC., based in Louisville, KY, with 36 years of industry experience. Kerry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 5,161 clients with $2.3B in assets under management.

Tlg Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
303 advisors
Number of Clients
5,161 clients
Average Client Portfolio
$445K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.75%
$1M+1.00%

Standard advisory fees generally run 0.80% to 1.75% per year for assets up to $1M, and up to 1.00% for assets over $1M. Starlight Portfolios charges total fees ranging from 0.65% to 1.25%. Fees may be negotiable and can be aggregated by household for discounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3701 Taylorsville Road, Suite 3, Louisville, KY, 40220

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kerry is an independent insurance agent with Gowers & Assoc, spending nearly full-time on this. Kerry also owns rental property and is involved in life insurance sales and marketing with Reed Tyler LLC, as well as insurance sales for Executive Benefit Services, taking about half of Kerry's time.

Employment History
Current Registrations
Tlg Advisors, INC.
May 2018 - Present · 8 yrs 5 mos
The Leaders Group, INC.
January 2013 - Present · 13 yrs 9 mos
The Leaders Group, INC.Broker
January 2013 - Present · 13 yrs 9 mos
Previous Registrations
Tlg Advisors, INC.
April 2014 - December 2017 · 3 yrs 8 mos
Ing Financial Partners, INC.Broker
January 2011 - December 2012 · 1 yr 11 mos
The Leaders Group, INC.Broker
April 2002 - December 2010 · 8 yrs 8 mos
Hartford Equity Sales Company INC.Broker
March 2002 - March 2002 · 0 mos
Cna Investor Services, INC.Broker
January 2000 - February 2002 · 2 yrs 1 mo
Locust Street Securities, INC.Broker
February 1996 - December 1999 · 3 yrs 10 mos
MML Investors Services, INC.Broker
February 1994 - September 1995 · 1 yr 7 mos
Pml Securities CompanyBroker
August 1991 - November 1993 · 2 yrs 3 mos
Nwnl Management CorporationBroker
June 1990 - April 1991 · 10 mos
Rise, INC.Broker
February 1988 - November 1989 · 1 yr 9 mos
State Registrations2 states
COKY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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