James Davids
James Davids is a registered investment advisor at LPL Financial LLC, based in Crystal Lake, IL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
390 E Congress Pkwy Ste 390-E, Crystal Lake, IL, 60014
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2010Other Business Activities
James operates under the DBAs Professional Wealth Advisors and PWA for his LPL business. He is also a partner in Dorion-Gray Financial Services Inc, a business entity for tax/investment purposes since 2001.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Dorion-Gray Retirement Planning, INC.
Securities America, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.