Joseph Ricciardi
Joseph Ricciardi is a CFP-designated registered investment advisor at LPL Financial LLC, based in Crystal Lake, IL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
390 E Congress Pkwy Ste 390-E, Crystal Lake, IL, 60014
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is involved with non-variable insurance since 2010 and has DBAs for his LPL business since 2019. He also works as a pilot for United Airlines, dedicating about half his time, and owns JR Financial Holdings, LLC for tax/investment purposes, dedicating about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Dorion-Gray Retirement Planning, INC.
Securities America, INC.Broker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
State Registrations12 states
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