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Nghiep Nghiem
20 Years of Experience
Houston, TX
Broker
Nghiep Nghiem is a registered investment advisor at Robertson Investment Management, based in Houston, TX, with 20 years of industry experience. Nghiep is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1,143 clients with $530M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
8 advisors
IM Fee
Planning only
Assets Under Management
$534.1M
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Location
919 Milam St, Suite 500, Houston, TX, 77002
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Robertson Investment Management
July 2025 - Present · 1 yr 3 mos
Network 1 Financial Securities INC.Broker
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Sp Securities LLCBroker
March 2020 - January 2025 · 4 yrs 10 mos
Ascendant Alternative Strategies, LLCBroker
June 2017 - February 2020 · 2 yrs 8 mos
Axiom Capital Management, INC.Broker
April 2016 - April 2017 · 1 yr
Bradley Woods & CO. LTD.Broker
March 2014 - February 2016 · 1 yr 11 mos
Axiom Capital Management, INC.Broker
June 2011 - March 2014 · 2 yrs 9 mos
Aps Financial CorporationBroker
March 2010 - August 2010 · 5 mos
Sanders Morris Harris INC.Broker
August 2001 - August 2006 · 5 yrs
State Registrations5 states
CACOLANYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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