Winston Chen is a registered investment advisor at Westlake Wealth Management LLC, based in Seattle, WA, with 11 years of industry experience. Winston operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 74 clients with $77M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.2M | 1.75% |
| $1.3M - $2.2M | 1.50% |
| $2.3M - $3.2M | 1.35% |
| $3.3M - $4.5M | 1.20% |
| $4.5M - $7.0M | 1.00% |
| $7.0M - $10.0M | 0.85% |
| $10M+ | 0.75% |
Fees are negotiable.
Fee Estimator
Location
600 Stewart Street, Suite 400, Seattle, WA, 98101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Westlake Wealth Management LLC
Previous Registrations
Westlake Wealth Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations3 states
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