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Moses Francis

Strategic Advisers LLC
20 Years of Experience
Spring, TX
1 DisclosureBroker
View SEC Summary
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Moses Francis is a registered investment advisor at Strategic Advisers LLC, based in Spring, TX, with 20 years of industry experience. Moses is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,401,763 clients with $1400B in assets under management.

Strategic Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16991 advisors
Number of Clients
2,401,763 clients
Average Client Portfolio
$570K average
Assets Under Management
$1370.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.85%
$100K - $250K0.80%
$250K+0.70%

Rates shown are the standard maximum gross advisory fees for plans with less than 20% employee enrollment. For plans with greater than 20% enrollment, the tiers are 0.80% for the first $100K, 0.70% for $100K-$250K, and 0.60% for assets over $250K. Fees are subject to a plan credit amount that reduces the gross fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Spring, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Moses is the pastor/president of God's House of Praise Inc., a not-for-profit organization, since 2020. This activity is not investment-related and takes about full-time.

Employment History
Current Registrations
Strategic Advisers LLC
March 2025 - Present · 1 yr 7 mos
Fidelity Brokerage Services LLCBroker
July 2021 - Present · 5 yrs 3 mos
Fidelity Brokerage Services LLC
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
August 2021 - March 2025 · 3 yrs 7 mos
J.P. Morgan Securities LLCBroker
April 2016 - June 2021 · 5 yrs 2 mos
J.P. Morgan Securities LLC
April 2016 - June 2021 · 5 yrs 2 mos
Capital Analysts
December 2015 - December 2015 · 0 mos
Lincoln InvestmentBroker
September 2015 - December 2015 · 3 mos
Lincoln Investment Planning, LLC
September 2015 - December 2015 · 3 mos
UBS Financial Services INC.
April 2014 - February 2015 · 10 mos
UBS Financial Services INC.Broker
May 2012 - February 2015 · 2 yrs 9 mos
Chase Investment Services CORP.Broker
September 2006 - September 2011 · 5 yrs
Mony Securities CorporationBroker
November 1999 - August 2001 · 1 yr 9 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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