SL
SL

Samuel Law

25 Years of Experience
Lubbock, TX
1 DisclosureBroker

Samuel Law is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Lubbock, TX, with 25 years of industry experience. Samuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

12219 Quaker, Ste B, Lubbock, TX, 79424

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
May 2026
Other Business Activities

Samuel is an advisory representative of a Registered Investment Advisor (RIA) and spends nearly full-time trading. Samuel also owns SAM LAW LLC, using a trade name/DBA, and spends nearly full-time on this activity.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
July 2013 - Present · 13 yrs 3 mos
Cambridge Investment Research, INC.Broker
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
June 2011 - May 2012 · 11 mos
Dewaay Financial Network, LLCBroker
March 2011 - May 2011 · 2 mos
MML Investors Services, LLCBroker
June 2010 - February 2011 · 8 mos
Northwestern Mutual Investment Services, LLCBroker
July 2000 - March 2010 · 9 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
July 2000 - January 2002 · 1 yr 6 mos
State Registrations4 states
IANMTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors