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Samuel Law

25 Years of Experience
Lubbock, TX
Broker

Samuel Law is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Lubbock, TX, with 25 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3935 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.

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Location

12219 Quaker, Ste B, Lubbock, TX, 79424

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Samuel is an advisory representative of a Registered Investment Advisor (RIA) and spends nearly full-time trading. Samuel also owns SAM LAW LLC, using a trade name/DBA, and spends nearly full-time on this activity.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
July 2013 - Present · 12 yrs 10 mos
Cambridge Investment Research, INC.Broker
August 2012 - Present · 13 yrs 9 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
June 2011 - May 2012 · 11 mos
Dewaay Financial Network, LLCBroker
March 2011 - May 2011 · 2 mos
MML Investors Services, LLCBroker
June 2010 - February 2011 · 8 mos
Northwestern Mutual Investment Services, LLCBroker
July 2000 - March 2010 · 9 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
July 2000 - January 2002 · 1 yr 6 mos
State Registrations5 states
IANMOKTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.