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Gerald Dietz is a registered investment advisor, based in Addison, TX, with 22 years of industry experience. Gerald is also registered as a broker, so some compensation may come from commissions on products sold.
Location
15305 Dallas Parkway Suite 1200, Addison, TX, 75001
Get directionsHistory
Regulatory History (7)
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Judgment / Lien
June 2026Judgment / Lien
December 2011Customer Dispute
April 2009Settled
Employment Separation After Allegations
December 2008Customer Dispute
October 2008Settled
Customer Dispute
March 2008Settled
Customer Dispute
January 2008Settled
Other Business ActivitiesSells Insurance
Gerald is an agent through Bell & Associates selling fixed insurance, life insurance, and fixed annuities since 2018, dedicating a few hours per week. He is also a college adjunct instructor, spending a few hours per week for 6 weeks, which is non-investment related.
Employment History
Current Registrations
American Global Wealth Management, INC.
May 2025 - Present · 1 yr 5 mos
American Global Wealth Management, INC.Broker
May 2025 - Present · 1 yr 5 mos
Cape Investment Advisory, INC.
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Cape Securities INC.Broker
January 2018 - January 2026 · 8 yrs
Wbb Securities, LLCBroker
November 2016 - December 2017 · 1 yr 1 mo
Keystone Capital Corporation
July 2014 - October 2016 · 2 yrs 3 mos
Keystone Capital CorporationBroker
July 2014 - October 2016 · 2 yrs 3 mos
Girard Securities, INC.
April 2011 - May 2014 · 3 yrs 1 mo
Girard Securities, INC.Broker
February 2011 - May 2014 · 3 yrs 3 mos
Qa3 Financial LLC
March 2009 - February 2011 · 1 yr 11 mos
Qa3 Financial CORP.Broker
February 2009 - February 2011 · 2 yrs
Chase Investment Services CORP.
April 2006 - January 2009 · 2 yrs 9 mos
Chase Investment Services CORP.Broker
November 2004 - January 2009 · 4 yrs 2 mos
Wells Fargo Investments, LLCBroker
May 2004 - June 2004 · 1 mo
Wells Fargo Investments, LLC
May 2004 - June 2004 · 1 mo
Morgan Stanley
January 2002 - December 2002 · 11 mos
Morgan Stanley Dw INC.Broker
December 2001 - December 2002 · 1 yr
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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