David Graham is a registered investment advisor at LPL Financial LLC, based in Denver, CO, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7222 E Layton Avenue, Denver, CO, 80237
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2012Criminal
June 1997Other Business Activities
David is associated with Vectra Wealth Advisors since 2016. He also works as a Relationship Manager for Wealth & Fiduciary Services, dedicating minimal time during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Key Investment Services LLC
Key Investment Services LLCBroker
Mcdonald Investments INC.Broker
Mcdonald Investments INC.
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.