MP
MP
Matthew Petty is a registered investment advisor at Morgan Stanley, based in Louisville, KY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4969 US Highway 42, Suite 1200, Louisville, KY, 40222
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2008Denied
Employment History
Current Registrations
Morgan StanleyBroker
December 2023 - Present · 2 yrs 7 mos
Morgan Stanley
December 2023 - Present · 2 yrs 7 mos
Previous Registrations
PNC Investments
January 2004 - December 2023 · 19 yrs 11 mos
PNC InvestmentsBroker
January 2004 - December 2023 · 19 yrs 11 mos
Hilliard Lyons Asset Management
June 2003 - January 2004 · 7 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
March 2003 - January 2004 · 10 mos
Morgan Stanley
April 2001 - February 2003 · 1 yr 10 mos
Morgan Stanley Dw INC.Broker
December 1999 - February 2003 · 3 yrs 2 mos
State Registrations26 states
AZCACODEFLGAILINKYLAMDMEMOMSNCNJNYOHPARISCTNTXVAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.