MS
MS

Mary C Slane

26 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningEducation PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
1,760 clients
Average Client Portfolio
$467K average
Assets Under Management
$822.1M

Fee Structure

Minimum Investment:None
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Location

Dublin, OH

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Mary is a licensed agent selling non-variable insurance since 1999. She is also a wealth advisor at TCP Asset Management, LLC since 2016 and uses Slane Financial Group and TCP Asset Management, LLC as DBAs for marketing purposes.

Employment History
Current Registrations
Tcp Asset Management, LLC
January 2017 - Present · 9 yrs 1 mo
Previous Registrations
Trendency Capital Management, LLC
December 2015 - January 2017 · 1 yr 1 mo
Securities America, INC.Broker
December 2015 - December 2016 · 1 yr
Sterne Agee Investment Advisor Services, INC.
January 2015 - December 2015 · 11 mos
Sterne Agee Financial Services, INC.Broker
September 2014 - December 2015 · 1 yr 3 mos
Sterne Agee Investment Advisor Services, INC.
May 2003 - January 2015 · 11 yrs 8 mos
Wrp Investments, INC.Broker
May 2003 - September 2014 · 11 yrs 4 mos
Waddell & Reed, INC.
December 1999 - May 2003 · 3 yrs 5 mos
Waddell & Reed, INC.Broker
November 1999 - May 2003 · 3 yrs 6 mos
State Registrations12 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Mary C Slane - Financial Advisor | TrueAdvisor