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Mary Slane

Tcp Asset Management, LLC
26 Years of Experience
Dublin, OH
BrokerSells Insurance
View SEC Summary
View SEC Summary

Mary Slane is a registered investment advisor at Tcp Asset Management, LLC, based in Dublin, OH, with 26 years of industry experience. Mary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 2,221 clients with $1.2B in assets under management.

Tcp Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
2,221 clients
Average Client Portfolio
$533K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00% for all assets. Fees are generally negotiable. Additional fees apply for specific third-party models or sub-advised portfolios (e.g., 0.15% to 0.40%).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Dublin, OH

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Mary is a licensed agent selling non-variable insurance since 1999. She is also a wealth advisor at TCP Asset Management, LLC since 2016 and uses Slane Financial Group and TCP Asset Management, LLC as DBAs for marketing purposes.

Employment History
Current Registrations
Tcp Asset Management, LLC
January 2017 - Present · 9 yrs 9 mos
United Planners' Financial Services of America a Limited PartnerBroker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Trendency Capital Management, LLC
December 2015 - January 2017 · 1 yr 1 mo
Securities America, INC.Broker
December 2015 - December 2016 · 1 yr
Sterne Agee Investment Advisor Services, INC.
January 2015 - December 2015 · 11 mos
Sterne Agee Financial Services, INC.Broker
September 2014 - December 2015 · 1 yr 3 mos
Sterne Agee Investment Advisor Services, INC.
May 2003 - January 2015 · 11 yrs 8 mos
Wrp Investments, INC.Broker
May 2003 - September 2014 · 11 yrs 4 mos
Waddell & Reed, INC.
December 1999 - May 2003 · 3 yrs 5 mos
Waddell & Reed, INC.Broker
November 1999 - May 2003 · 3 yrs 6 mos
State Registrations9 states
GAINKYMONYOHTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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