MV
CFP
MV
CFP

Mathew Verrengia

26 Years of Experience
Chicago, IL
Broker

Mathew Verrengia is a CFP-designated registered investment advisor, based in Chicago, IL, with 26 years of industry experience.

Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mathew receives commissions from long distance sales through Excel Communications. He manages sales and recruits new sales representatives for Excel.

Employment History
Current Registrations
Hightower Advisors, LLC
August 2014 - Present · 11 yrs 11 mos
Hightower Securities, LLCBroker
August 2014 - Present · 11 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2001 - August 2014 · 13 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2001 - August 2014 · 13 yrs 7 mos
Park Avenue Securities LLCBroker
February 2000 - February 2001 · 1 yr
State Registrations9 states
CTDCFLNCNJNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mathew Verrengia - Financial Advisor | TrueAdvisor