Douglas King
Douglas King is a CFP-designated registered investment advisor at Oakwood Capital, INC., based in Fort Myers, FL, with 39 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 616 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.90% |
| $250K - $500K | 1.80% |
| $500K - $1.0M | 1.60% |
| $1.0M - $2.0M | 1.40% |
| $2.0M - $3.0M | 1.20% |
| $3.0M - $5.0M | 1.00% |
| $5M+ | 0.80% |
Fees can be negotiable or assessed at a flat rate at the Advisor's discretion based on account size and prospective growth. Discretionary Oakwood portfolio management options feature separate lower tier rates ranging from 0.10% to 0.15%.
Fee Estimator
Location
12995 S. Cleveland Ave., Ste 160, Fort Myers, FL, 33907
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is involved in several business activities, including serving on the board of directors for Northern Star Council, Scouts USA, and holding leadership positions at Oakwood Capital entities (Advisors, Insurance Solutions, Securities, Inc., Accounting & Tax Advisors). He also works as a business consultant and fixed insurance agent, dedicating a few hours per week to each.
Employment History
Current Registrations
Oakwood Capital, INC.
Oakwood Capital Securities, INC.Broker
Previous Registrations
Gardner Advisors INC.
Prosperity Capital Advisors
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
First Jersey Securities, INC.Broker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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