FH
FH
Ford Howell
26 Years of Experience
Long Beach, CA
1 DisclosureBroker
Ford Howell is a registered investment advisor at UBS Financial Services INC., based in Long Beach, CA, with 26 years of industry experience. Ford is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
Long Beach, CA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008Settled
Other Business Activities
Ford is the successor trustee on his mother's retirement account since 2020, in case of her death. This activity is investment-related.
Employment History
Current Registrations
UBS Financial Services INC.Broker
September 2005 - Present · 21 yrs 1 mo
UBS Financial Services INC.
September 2005 - Present · 21 yrs 1 mo
UBS Financial Services INC.
September 2005 - Present · 21 yrs 1 mo
Previous Registrations
Morgan Stanley
March 2000 - September 2005 · 5 yrs 6 mos
Morgan Stanley Dw INC.Broker
January 2000 - September 2005 · 5 yrs 8 mos
State Registrations24 states
AZCACOCTFLGAILINMAMONCNJNVNYOHORPASDTNTXUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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