TrueAdvisor
TrueAdvisor
AS
AS

Amarilis Santiago-Torres

Popular Securities, LLC
26 Years of Experience
San Juan, PR
17 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Amarilis Santiago-Torres is a registered investment advisor at Popular Securities, LLC, based in San Juan, PR, with 26 years of industry experience. Amarilis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,403 clients with $2.6B in assets under management.

Popular Securities, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
Number of Clients
2,403 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Popular Securities charges an annual fee for managing your investment portfolio, which has a cap of 2.50% of your total assets in the FMAX Program or 1.10% for the Fixed Income Program. The total fee is negotiated on a case-by-case basis and can be calculated using either a tiered fee schedule (where the rate decreases as your portfolio value increases) or a single flat fee rate applied to all assets.

This fee covers services from Popular Securities, the platform sponsor, and the investment managers, but it does not cover third-party fund expenses, certain trading costs, or custodial fees.

View Full SEC Brochure

Location

208 Ponce de Leon Ave, POPULAR CENTER Suite 1200, San Juan, PR, 00918

Get directions

History

Regulatory History (17)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2021
Settled
Customer Dispute
November 2019
Settled
Customer Dispute
October 2018
Settled
Customer Dispute
April 2018
Settled
Customer Dispute
December 2017
Settled
Customer Dispute
December 2017
Settled
Customer Dispute
August 2017
Settled
Customer Dispute
June 2017
Withdrawn
Customer Dispute
May 2017
Settled
Customer Dispute
September 2016
Settled
Customer Dispute
January 2016
Settled
Customer Dispute
February 2015
Settled
Customer Dispute
September 2014
Settled
Customer Dispute
July 2014
Settled
Customer Dispute
November 2013
Closed-No Action
Customer Dispute
August 2009
Closed-No Action
Customer Dispute
July 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Amarilis is a full-time employee at Popular Risk Services, LLC, an insurance broker firm, since 2020. Her compensation is salary-based.

Employment History
Current Registrations
Popular Securities, LLC
June 2013 - Present · 13 yrs 4 mos
Popular Securities, LLCBroker
November 1999 - Present · 26 yrs 11 mos
Previous Registrations
Popular Securities, INC.
August 2011 - March 2012 · 7 mos
State Registrations2 states
FLPR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in San Juan, PR →All financial advisors in Puerto Rico →