JK
JK

Jerome King

26 Years of Experience
Fort Myers, FL
3 DisclosuresBroker

Jerome King is a registered investment advisor at Wells Fargo Advisors, based in Fort Myers, FL, with 26 years of industry experience. Jerome is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

13515 Bell Tower Dr Ste 100, Fort Myers, FL, 33907

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Denied
Customer Dispute
July 2009
Settled
Customer Dispute
December 2008
Denied
Other Business Activities

Jerome is a managing member of King Family Wyoming, LLC, which he co-owns with his spouse to manage investments. He spends minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
August 2020 - Present · 6 yrs 2 mos
Wells Fargo Advisors
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
October 2008 - September 2020 · 11 yrs 11 mos
UBS Financial Services INC.Broker
October 2008 - September 2020 · 11 yrs 11 mos
Wachovia Securities, LLC
April 2005 - October 2008 · 3 yrs 6 mos
Wachovia Securities, LLCBroker
April 2005 - October 2008 · 3 yrs 6 mos
Banc of America Investment Services, INC.
October 2004 - April 2005 · 6 mos
Banc of America Investment Services, INC.Broker
October 2004 - April 2005 · 6 mos
Quick & Reilly, INC.
March 2003 - October 2004 · 1 yr 7 mos
Quick & Reilly, INC.Broker
March 2003 - October 2004 · 1 yr 7 mos
Raymond James Financial Services, INC.Broker
June 2001 - February 2003 · 1 yr 8 mos
Raymond James Financial Services
June 2001 - February 2003 · 1 yr 8 mos
Prudential Securities IncorporatedBroker
January 2000 - June 2001 · 1 yr 5 mos
State Registrations31 states
AKALAZCACOCTDCFLGAILINKYMAMDMIMNNCNHNJNVNYOHOKPARISCTNTXVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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