Alan Cicora is a CFP-designated registered investment advisor at Morgan Stanley, based in Sarasota, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2 North Tamiami Trail, Suite 1100, Sarasota, FL, 34236
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2019 - Present · 6 yrs 9 mos
Morgan StanleyBroker
August 2019 - Present · 6 yrs 9 mos
Morgan Stanley
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2013 - August 2019 · 6 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
May 2013 - August 2019 · 6 yrs 3 mos
LPL Financial LLC
March 2013 - June 2013 · 3 mos
Independent Financial Partners
September 2011 - March 2013 · 1 yr 6 mos
LPL Financial LLCBroker
August 2011 - June 2013 · 1 yr 10 mos
Strategic Advisers, INC.
February 2010 - July 2011 · 1 yr 5 mos
Fidelity Brokerage Services LLCBroker
January 2010 - July 2011 · 1 yr 6 mos
Wells Fargo Advisors, LLC
February 2009 - January 2010 · 11 mos
Wells Fargo Advisors, LLCBroker
February 2009 - January 2010 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2007 - February 2009 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - February 2009 · 1 yr 4 mos
Fifth Third Securities, INC.
November 2006 - October 2007 · 11 mos
Fifth Third Securities, INC.Broker
May 2006 - October 2007 · 1 yr 5 mos
H&r Block Financial Advisors, INC.
May 2006 - May 2006 · 0 mos
H&r Block Financial Advisors, INC.Broker
March 2001 - May 2006 · 5 yrs 2 mos
Prudential Securities IncorporatedBroker
January 2000 - January 2001 · 1 yr
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.