Frances Worthington is a CFP-designated registered investment advisor, based in Charlotte, NC, with 23 years of industry experience.
Location
5200 77 Center Drive, Suite 330, Charlotte, NC, 28217
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Frances is the president of the Society of Financial Services Professionals, dedicating a few hours per week. She also owns rental property and is a board member of Women in Financial Services.
Employment History
Current Registrations
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Foresters Financial Services, INC.Broker
Foresters Advisory Services, LLC
Park Avenue Securities LLCBroker
Park Avenue Securities LLC
Esi Financial Advisors
Equity Services, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Lincoln Financial Distributors, INC.
Lincoln Financial Distributors, INC.Broker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Jefferson Pilot Securities CorporationBroker
Walnut Street Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.