Denise Rohrick is a CFP-designated registered investment advisor at Morgan Stanley, based in Bloomington, MN, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8300 Norman Center Drive, Bloomington, MN, 55437
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 2 yrs 10 mos
Morgan StanleyBroker
September 2023 - Present · 2 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
October 2007 - September 2023 · 15 yrs 11 mos
UBS Financial Services INC.Broker
June 2007 - September 2023 · 16 yrs 3 mos
Citigroup Global Markets INC.Broker
July 2006 - June 2007 · 11 mos
First American Securities, INC.Broker
September 2005 - July 2006 · 10 mos
Robert W. Baird & CO. IncorporatedBroker
January 2000 - October 2001 · 1 yr 9 mos
State Registrations32 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.