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Louis Batmale

Alders Financial Solutions
26 Years of Experience
Novato, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Louis Batmale is a registered investment advisor at Alders Financial Solutions, based in Novato, CA, with 26 years of industry experience. Louis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Retirement Planning, and 1 more.

Alders Financial Solutions
Compensation
Fixed/Hourly
Firm Size
4 advisors
IM Fee
Planning only

Fee Structure

  • Comprehensive financial plan (fixed fee) — $3,500 to $30,000 depending on the complexity of your assets, number of areas analyzed, and depth of analysis required
  • Pension consulting services (fixed fee) — $3,500 to $7,000 depending on the scope and complexity of services
  • Hourly financial planning — $350 to $375 per hour, billed monthly as services are provided
  • Hourly pension consulting — $270 per hour for ongoing consulting projects
One-Time Plan:$3,500 - $30,000
Hourly Rate:$270 - $375/hr
View Full SEC Brochure

Location

1701 Novato Blvd, Suite 304, Novato, CA, 94947

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2006
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Louis carries a life and health insurance license since 2008 and spends about 10-20% of his time on non-variable insurance. He also provides financial planning and consulting services through Alders Financial Solutions, an independent investment advisor firm, and spends nearly full-time on his DBA for LPL business.

Employment History
Current Registrations
Alders Financial Solutions
July 2020 - Present · 6 yrs 3 mos
LPL Financial LLC
January 2006 - Present · 20 yrs 9 mos
LPL Financial LLCBroker
January 2006 - Present · 20 yrs 9 mos
Previous Registrations
Alders Financial Solutions
December 2019 - December 2020 · 1 yr
M Holdings Securities, INC.
November 2004 - January 2006 · 1 yr 2 mos
M Holdings Securities, INC.Broker
November 2004 - January 2006 · 1 yr 2 mos
The Lincoln National Life Insurance CompanyBroker
January 2002 - December 2004 · 2 yrs 11 mos
Lincoln Financial Advisors Corporation
March 2000 - December 2004 · 4 yrs 9 mos
Lincoln Financial Advisors CorporationBroker
January 2000 - December 2004 · 4 yrs 11 mos
State Registrations39 states
AKAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMEMIMNMSMTNCNJNMNVNYOHORPASCTNTXUTVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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