Luis Loboguerrero
Luis Loboguerrero is a registered investment advisor at UBS Financial Services INC., based in Coral Gables, FL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
550 Biltmore Way, Suite 1100, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2001Other Business Activities
Luis is a partner in Freeman's Restaurant, a non-investment related business, and communicates regularly with managers and the other partner. This activity takes place outside of trading hours.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Citigroup Global Markets INC.
Citi Private Advisory, LLCBroker
Citigroup Global Markets INC.Broker
Wells Fargo Securities, LLCBroker
Deutsche Bank Securities INC.Broker
UBS International INC.
UBS International INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.