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Dwayne Hawkins

24 Years of Experience
Fort Worth, TX
1 DisclosureBroker

Dwayne Hawkins is a registered investment advisor at Wells Fargo Advisors, based in Fort Worth, TX, with 24 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B

Fee Structure

Minimum Investment:$250K
  • Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.

The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.

One-Time Plan:Up to $25,000
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Location

201 Main St 4th Fl, [Te-Rbo], Fort Worth, TX, 76102

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History

Regulatory History (1)
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Customer Dispute
June 2012
Denied
Other Business Activities

Dwayne owns DWH Properties LLC and DWH Ventures LLC, and rental property in Dallas, TX. He dedicates minimal time to these investment-related activities.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2022 - Present · 4 yrs 4 mos
Wells Fargo Advisors
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - February 2022 · 9 yrs 4 mos
J.P. Morgan Securities LLC
October 2012 - February 2022 · 9 yrs 4 mos
Chase Investment Services CORP.
December 2003 - October 2012 · 8 yrs 10 mos
Chase Investment Services CORP.Broker
December 2003 - October 2012 · 8 yrs 10 mos
H&r Block Financial Advisors, INC.
October 2003 - December 2003 · 2 mos
H&r Block Financial Advisors, INC.Broker
November 2002 - December 2003 · 1 yr 1 mo
Compass Brokerage, INC.Broker
January 2002 - October 2002 · 9 mos
Banc One Securities CorporationBroker
March 2001 - January 2002 · 10 mos
State Registrations6 states
IDLAOKTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.