BT
CFP · ChFC
BT
CFP · ChFC

Brent Thummel

26 Years of Experience
Wichita, KS
1 DisclosureBrokerSells Insurance

Brent Thummel is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Wichita, KS, with 26 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

740 W 2nd St, Ste. 100, Wichita, KS, 67203

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History

Regulatory History (1)
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Customer Dispute
May 2003
Denied
Other Business ActivitiesSells Insurance

Brent sells fixed insurance products including life, disability, annuities, and long-term care, dedicating a few hours per week. He is also a financial advisor with Gough Financial Group, spending nearly full-time on insurance, investments, and financial planning, and volunteers with United Way preparing tax returns.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
May 2015 - Present · 11 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2015 - June 2023 · 8 yrs 1 mo
AXA Advisors, LLC
September 2000 - May 2015 · 14 yrs 8 mos
AXA Advisors, LLCBroker
January 2000 - May 2015 · 15 yrs 4 mos
State Registrations32 states
AKARAZCACOFLGAIAIDILKSLAMAMIMNMOMSNCNDNENMOHOKORPASCSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brent Thummel - Financial Advisor | TrueAdvisor