Wendell Smith
Wendell Smith is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Wichita, KS, with 53 years of industry experience. Wendell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
301 N Main St Ste 140, Wichita, KS, 67202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wendell is an independent insurance agent selling disability, fixed annuities, life/accident/health, and long-term care insurance, dedicating nearly full-time hours to this activity. He is also a registered representative and investment advisor representative (IAR) with DBA Financial Planning Concepts, Inc., spending minimal time providing investment advice. Finally, Wendell is a member of the Wichita Regional Chamber of Commerce, requiring minimal time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Advantage Capital CorporationBroker
Travelers Equities Sales, INC.Broker
State Registrations6 states
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