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David Duvall

Cetera Investment Advisers LLC
19 Years of Experience
Wichita, KS
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

David Duvall is a registered investment advisor at Cetera Investment Advisers LLC, based in Wichita, KS, with 19 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

8621 E. 21st N. Ste. 110, Wichita, KS, 67206

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History

Regulatory History (1)
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Criminal
November 1980
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is an independent insurance agent selling fixed insurance products since 2008, dedicating minimal time. He is also a part owner of Duvall Wealth Partners, a financial services firm, spending full-time hours there.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLC
June 2021 - Present · 5 yrs 4 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
November 2008 - June 2021 · 12 yrs 7 mos
Voya Financial Advisors, INC.Broker
July 2008 - June 2021 · 12 yrs 11 mos
Waddell & Reed, INC.
June 2007 - February 2008 · 8 mos
Waddell & Reed, INC.Broker
May 2007 - February 2008 · 9 mos
State Registrations31 states
AKARAZCACOFLGAIAINKSLAMAMEMIMNMONCNENHNJNMNYOKPARISCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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