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Maria Recto

24 Years of Experience
Salt Lake City, UT
Broker

Maria Recto is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Salt Lake City, UT, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

222 South Main Street, Suite 1840, Salt Lake City, UT, 84101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2015 - Present · 10 yrs 9 mos
Robert W. Baird & CO. Incorporated
October 2015 - Present · 10 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
October 2015 - Present · 10 yrs 9 mos
Previous Registrations
LPL Financial LLC
February 2015 - October 2015 · 8 mos
LPL Financial LLCBroker
February 2015 - October 2015 · 8 mos
Zions Capital Advisors, INC.
May 2011 - February 2015 · 3 yrs 9 mos
Zions Direct, INC.Broker
May 2011 - February 2015 · 3 yrs 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2011 · 1 yr 11 mos
Citigroup Global Markets INC.Broker
June 2006 - June 2009 · 3 yrs
Citigroup Global Markets INC.
May 2006 - June 2009 · 3 yrs 1 mo
Strategic Advisers, INC.
November 2001 - December 2004 · 3 yrs 1 mo
Fidelity Brokerage Services LLCBroker
December 1999 - December 2004 · 5 yrs
State Registrations22 states
AZCACOCTFLIDILMDMIMNMTNVNYOHORPASCTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.