Kyle Ray is a CFP-designated registered investment advisor, based in Los Angeles, CA, with 24 years of industry experience. Kyle is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Los Angeles, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
American Century Investment Services INC.
June 2022 - Present · 4 yrs 4 mos
American Century Investment Services INC.Broker
June 2022 - Present · 4 yrs 4 mos
American Century Investments Private Client Group, INC.
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
Steel Peak Wealth Management, LLC
September 2021 - June 2022 · 9 mos
Mercer Global Advisors INC.
July 2020 - March 2021 · 8 mos
Argosy Wealth Management
September 2018 - March 2021 · 2 yrs 6 mos
Mutual Securities, INC.Broker
September 2018 - November 2020 · 2 yrs 2 mos
Lighthouse Financial Services INC
February 2017 - February 2018 · 1 yr
J.P. Morgan Securities LLCBroker
May 2016 - February 2017 · 9 mos
J.P. Morgan Securities LLC
May 2016 - February 2017 · 9 mos
Sagepoint Financial, INC.Broker
February 2016 - May 2016 · 3 mos
Sagepoint Financial, INC.
February 2016 - May 2016 · 3 mos
Pure Financial Advisors, INC.
May 2015 - November 2015 · 6 mos
Creative Planning
February 2014 - April 2015 · 1 yr 2 mos
Charles Schwab & CO., INC.
September 2007 - February 2014 · 6 yrs 5 mos
Charles Schwab & CO., INC.Broker
September 2007 - February 2014 · 6 yrs 5 mos
Amerivest Investment Management, LLC
May 2006 - August 2007 · 1 yr 3 mos
TD Ameritrade, INC.
May 2006 - August 2007 · 1 yr 3 mos
TD Ameritrade, INC.Broker
May 2006 - August 2007 · 1 yr 3 mos
Scottrade, INC.Broker
April 2006 - April 2006 · 0 mos
TD Waterhouse Investor Services, INC.
September 2003 - February 2006 · 2 yrs 5 mos
TD Waterhouse Investor Services, INC.Broker
February 2003 - February 2006 · 3 yrs
TD Waterhouse Investor Services, INC.Broker
February 2000 - August 2002 · 2 yrs 6 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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