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Christine Hermosillo

26 Years of Experience
Pasadena, CA
3 DisclosuresBroker

Christine Hermosillo is a registered investment advisor at Wells Fargo Advisors, based in Pasadena, CA, with 26 years of industry experience. Christine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

350 W Colorado Blvd Ste 390, [Lc-Rbo], Pasadena, CA, 91105

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2016
Settled
Customer Dispute
May 2009
Denied
Customer Dispute
August 2007
Denied
Other Business Activities

Christine owns multiple rental properties in California and Nevada through direct ownership and LLCs. These activities are investment-related and require minimal time commitment overall.

Employment History
Current Registrations
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLC
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
March 2006 - January 2011 · 4 yrs 10 mos
Wells Fargo Investments, LLCBroker
March 2006 - January 2011 · 4 yrs 10 mos
Banc of America Investment Services, INC.Broker
January 2002 - April 2006 · 4 yrs 3 mos
Banc of America Investment Services, INC.
September 2001 - April 2006 · 4 yrs 7 mos
Banc of America Investment Services, INC.Broker
September 2001 - January 2002 · 4 mos
Charles Schwab & CO., INC.Broker
September 2000 - August 2001 · 11 mos
Dean Witter Reynolds INC.Broker
April 2000 - August 2000 · 4 mos
State Registrations15 states
AZCAFLIDILMIMONCNJNVNYORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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