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Richard Stone is a registered investment advisor at Morgan Stanley, based in Stamford, CT, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4 Landmark Square, 2nd Floor, Stamford, CT, 06901
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2012Settled
Employment History
Current Registrations
Morgan Stanley
November 2015 - Present · 10 yrs 8 mos
Morgan Stanley
November 2015 - Present · 10 yrs 8 mos
Morgan StanleyBroker
November 2015 - Present · 10 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
May 2006 - November 2015 · 9 yrs 6 mos
UBS Financial Services INC.Broker
December 2002 - November 2015 · 12 yrs 11 mos
J.P. Morgan Securities INC.Broker
November 2001 - November 2002 · 1 yr
J.P. Morgan Securities INC.Broker
January 2000 - November 2001 · 1 yr 10 mos
State Registrations32 states
ALCACOCTDCDEFLGAILMAMDMEMIMNMOMTNCNHNJNMNYOHORPARISCTNTXVAVTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.