Joseph Shea is a registered investment advisor at LPL Financial LLC, based in Lynn, MA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
475 Western Avenue, Lynn, MA, 01904
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2010Other Business Activities
Joseph is a case reviewer for DCF, providing housing and medical education for children in foster care, dedicating minimal time. He is also a Notary Public, charging fees for services and spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Santander Securities
Santander Securities LLCBroker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
1st Global Capital CORP.Broker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
London Pacific Advisors
London Pacific Securities, INC.Broker
VALIC Financial Advisors, INC.Broker
The Variable Annuity Marketing CompanyBroker
Painewebber IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.