Richard Ponce
Richard Ponce is a registered investment advisor at Stone & Newhouse Wealth Advisory, based in Los Angeles, CA, with 20 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching.
Compensation
Firm Size
IM Fee
Fee Structure
SNWA charges $250 per hour for financial planning and consulting services. The fee is negotiable based on the scope, complexity, needs, and circumstances of the client, as well as the estimated time to complete the requested services.
Location
1477 Colorado Boulevard, Los Angeles, CA, 90041
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2007Criminal
September 1987Other Business ActivitiesSells Insurance
Richard is the president of RCP Accounting & Tax Services, Inc., dedicating about half his time to preparing taxes and bookkeeping since 2017. He also works as a real estate agent for RCP Properties (about 10-20% of his time) and as an independent contractor for Crown Capital Securities, LP, and as a loan officer, spending varying and undetermined amounts of time on these activities respectively.
Employment History
Current Registrations
Stone & Newhouse Wealth Advisory
Previous Registrations
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Gonow Securities, INC.Broker
Bisys Fund Services Limited PartnershipBroker
Western International Securities
Western International Securities, INC.Broker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Donner CORP. InternationalBroker
Providential Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.