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Denise Dunlap
23 Years of Experience
Richmond, VA
1 DisclosureBroker
Denise Dunlap is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Richmond, VA, with 23 years of industry experience. Denise is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2131 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
3901 Westerre Pkwy, Ste 300, Richmond, VA, 23233
Get directionsHistory
Regulatory History (1)
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Financial
October 2016Final
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2026 - Present · 7 mos
Northwestern Mutual Investment Services, LLCBroker
March 2026 - Present · 7 mos
Previous Registrations
Truist Advisory Services, INC.
April 2025 - January 2026 · 9 mos
Truist Investment Services, INC.Broker
April 2025 - January 2026 · 9 mos
Missionsquare Investment ServicesBroker
March 2022 - November 2024 · 2 yrs 8 mos
Missionsquare Retirement
September 2019 - November 2024 · 5 yrs 2 mos
Bb&t Securities, LLCBroker
May 2008 - September 2017 · 9 yrs 4 mos
First Clearing, LLCBroker
December 2006 - April 2008 · 1 yr 4 mos
Capital Brokerage CorporationBroker
February 2000 - July 2006 · 6 yrs 5 mos
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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