John Scott
John Scott is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Richmond, VA, with 21 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Richmond, VA
Get directionsHistory
Regulatory History (1)
Criminal
September 2003Other Business Activities
John owns an investment property since 2008 and makes final decisions around repairs and tenants. A management company handles the day-to-day needs, and John dedicates minimal time to this activity.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLC
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Hancock Whitney Investment Services INC.
Hancock Whitney Investment Services INC.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Morgan Stanley Dw INC.Broker
Morgan Stanley
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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