CR
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Charlie Ramos is a registered investment advisor at Morgan Stanley, based in Menlo Park, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2775 Sand Hill Road, Suite 120, Menlo Park, CA, 94025
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2022Denied
Other Business Activities
Charlie is a non-voting committee member of the Investment Committee at Saint Peter's University since October 2024. He dedicates minimal time to this role during business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
January 2006 - June 2009 · 3 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2006 - June 2009 · 3 yrs 5 mos
Morgan Stanley Dw INC.Broker
October 2005 - January 2006 · 3 mos
Morgan Stanley
October 2005 - January 2006 · 3 mos
UBS Financial Services INC.
January 2005 - October 2005 · 9 mos
UBS Financial Services INC.Broker
April 2003 - October 2005 · 2 yrs 6 mos
State Registrations43 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMEMIMNMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAVirgin IslandsWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.