Christopher Hazelton
Christopher Hazelton is a registered investment advisor at Bny Mellon Securities Corporation, based in Harrison, NY, with 20 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 3,734 clients with $8.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Fees vary by program sponsor and strategy, typically ranging from 0.00% to 0.50% annually, paid out of the wrap fee charged by the program sponsor.
Fee Estimator
Location
Harrison, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher is an employee of Newton, where he discusses bank-managed collective investment trusts and institutional separately managed accounts managed by BNY Mellon IM Investment firms.
Employment History
Current Registrations
Bny Mellon Securities Corporation
Bny Mellon Securities CorporationBroker
Bny Mellon Securities Corporation
Previous Registrations
UBS Securities LLCBroker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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