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Daniel Scalzi

Brookstone Capital Management LLC
50 Years of Experience
Danbury, CT
2 DisclosuresSells Insurance
View SEC Summary
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Daniel Scalzi is a registered investment advisor at Brookstone Capital Management LLC, based in Danbury, CT, with 50 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 54,845 clients with $13B in assets under management.

Brookstone Capital Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
335 advisors
Number of Clients
54,845 clients
Average Client Portfolio
$232K average
Assets Under Management
$12.8B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Total annual fee can be up to 2.50%, consisting of up to 0.95% for Brookstone Capital Management and up to 1.55% for the individual advisor. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Danbury, CT

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2008
Customer Dispute
March 1991
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is involved with JD Mellberg Financial, focusing on retirement income planning and sales as an insurance and investment advisor. This activity takes nearly full-time hours.

Employment History
Current Registrations
Brookstone Capital Management LLC
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
July 2015 - May 2021 · 5 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
July 2015 - May 2021 · 5 yrs 10 mos
Sterne, Agee & Leach, INC.Broker
September 2014 - July 2015 · 10 mos
Sterne Agee Asset Management, INC.
September 2014 - July 2015 · 10 mos
Oppenheimer & CO. INC.
January 2011 - September 2014 · 3 yrs 8 mos
Oppenheimer & CO. INC.Broker
January 2011 - September 2014 · 3 yrs 8 mos
Lincoln Financial Securities Corporation
January 2011 - January 2011 · 0 mos
Lincoln Financial Securities CorporationBroker
May 2009 - January 2011 · 1 yr 8 mos
US Financial Advisors, LLC
July 2008 - December 2010 · 2 yrs 5 mos
U.S. Wealth Advisors, LLC.Broker
July 2008 - May 2009 · 10 mos
Matrix Investment Research LLC
August 2006 - September 2008 · 2 yrs 1 mo
Matrix U.S.A., LLCBroker
June 2003 - March 2008 · 4 yrs 9 mos
Prudential Securities IncorporatedBroker
March 1999 - April 2002 · 3 yrs 1 mo
Jwgenesis Securities, INC.Broker
June 1998 - February 1999 · 8 mos
Cibc Oppenheimer CORP.Broker
September 1996 - June 1998 · 1 yr 9 mos
Auerbach, Pollak & Richardson INC.Broker
December 1995 - August 1996 · 8 mos
Painewebber IncorporatedBroker
June 1989 - November 1995 · 6 yrs 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
September 1985 - May 1989 · 3 yrs 8 mos
Thomson Mckinnon Securities INC.Broker
September 1980 - September 1985 · 5 yrs
Bache Halsey Stuart Shields IncorporatedBroker
October 1979 - October 1980 · 1 yr
Blyth Eastman Dillon & CO. IncorporatedBroker
April 1978 - April 1979 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
September 1974 - May 1978 · 3 yrs 8 mos
State Registrations3 states
CTDENY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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