NE
NE

Nicholas Ey

23 Years of Experience
Hunt Valley, MD
Broker

Nicholas Ey is a registered investment advisor, based in Hunt Valley, MD, with 23 years of industry experience.

Location

11019 Mccormick Rd, Ste 120, Hunt Valley, MD, 21031

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nicholas is a financial professional at Mattingly Wealth Advisors, LLC, a financial services firm, since February 2022. This takes up about a quarter of his time, with most of those hours during trading hours.

Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
February 2022 - Present · 4 yrs 5 mos
Cetera Investment Advisers LLC
February 2022 - Present · 4 yrs 5 mos
Previous Registrations
Truist Investment Services, INC.Broker
February 2021 - February 2022 · 1 yr
Truist Advisory Services, INC.
February 2021 - February 2022 · 1 yr
Bb&t Securities, LLC
October 2018 - February 2021 · 2 yrs 4 mos
Bb&t Securities, LLCBroker
October 2018 - February 2021 · 2 yrs 4 mos
Cetera Investment Advisers LLC
May 2016 - August 2018 · 2 yrs 3 mos
Cetera Investment Services LLCBroker
May 2016 - August 2018 · 2 yrs 3 mos
PNC Investments
February 2013 - June 2014 · 1 yr 4 mos
PNC InvestmentsBroker
January 2013 - June 2014 · 1 yr 5 mos
Transamerica Capital, INC.Broker
January 2008 - January 2013 · 5 yrs
Citicorp Investment Services
December 2006 - April 2007 · 4 mos
Citicorp Investment ServicesBroker
December 2006 - April 2007 · 4 mos
M&t Securities, INC.
June 2003 - November 2006 · 3 yrs 5 mos
M&t Securities, INC.Broker
May 2003 - November 2006 · 3 yrs 6 mos
Mtb Investment Advisors, INC.
March 2003 - August 2006 · 3 yrs 5 mos
Allfirst Brokerage CorporationBroker
April 2001 - May 2003 · 2 yrs 1 mo
UBS Painewebber INC.Broker
March 2000 - April 2001 · 1 yr 1 mo
State Registrations8 states
DEFLGAMDNCSCVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.