Franklin Mohri
Franklin Mohri is a CFP-designated registered investment advisor at Mutual of Omaha Investor Services, INC., based in Los Angeles, CA, with 25 years of industry experience. Franklin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 6,885 clients with $24M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MOIS offers investment management through third-party money managers and its own managed account services.
Third-Party Money Managers: Fees are a percentage of your portfolio, paid to the third-party manager, who then pays a portion to MOIS. MOIS's portion will not exceed 1.25%.
MOIS Managed Account Services: Fees are based on a percentage of your portfolio. The annual fee will not exceed 1.25% for Fund Strategist Portfolios (FSP), Separately Managed Accounts (SMA), or Unified Managed Accounts (UMA). The annual fee will not exceed 2.25% for Advisor as Portfolio Manager (APM) accounts. Fees are billed quarterly in advance.
Location
10880 Wilshire Boulevard, Suite 2222, Los Angeles, CA, 90024
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2022Other Business ActivitiesSells Insurance
Franklin sells various insurance products, including life, long-term care, health, disability, critical illness, fixed annuities, and Medicare supplements. He also receives rental income and owns a family floral business, but is not involved in its daily operations, and participates in Mutual of Omaha Mortgage Lead Incentive Program, dedicating minimal time to these activities.
Employment History
Current Registrations
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
Previous Registrations
UBS Painewebber INC.
UBS Painewebber INC.Broker
Mutual of Omaha Investor Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.