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Lillie Lindsay

LPL Financial LLC
25 Years of Experience
St. Peters, MO
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Lillie Lindsay is a registered investment advisor at LPL Financial LLC, based in St. Peters, MO, with 25 years of industry experience. Lillie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1272 A Jungermann Road, St. Peters, MO, 63376

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History

Regulatory History (1)
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Criminal
April 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Lillie operates under the DBAs Cornerstone Wealth Services, L POWELL INVESTMENTS LLC, and Cornerstone Wealth Portfolios for her LPL business. She also works with Brokerage Unlimited, Inc. selling non-variable insurance, dedicating about 10-20% of her time to this activity.

Employment History
Current Registrations
LPL Financial LLC
May 2020 - Present · 6 yrs 5 mos
LPL Financial LLCBroker
May 2020 - Present · 6 yrs 5 mos
Previous Registrations
PNC InvestmentsBroker
February 2018 - June 2020 · 2 yrs 4 mos
PNC Investments
February 2018 - June 2020 · 2 yrs 4 mos
MML Investors Services, LLC
May 2017 - February 2018 · 9 mos
MML Investors Services, LLCBroker
April 2017 - February 2018 · 10 mos
U.S. Bancorp Investments, INC.Broker
August 2013 - April 2017 · 3 yrs 8 mos
U.S. Bancorp Investments, INC.
August 2013 - April 2017 · 3 yrs 8 mos
Edward Jones
August 2013 - August 2013 · 0 mos
Edward JonesBroker
August 2013 - August 2013 · 0 mos
U.S. Bancorp Investments, INC.
March 2008 - August 2013 · 5 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
March 2008 - August 2013 · 5 yrs 5 mos
Signator Investors, INC.
January 2002 - February 2008 · 6 yrs 1 mo
Signator Investors, INC.Broker
June 2001 - February 2008 · 6 yrs 8 mos
State Registrations6 states
COILMONVTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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