Tammie Mccoy is a registered investment advisor at LPL Financial LLC, based in Wichita, KS, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Wichita, KS
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tammie operates under the DBA Investor Guidance Center for her LPL business. This activity requires a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
LPL Financial LLC
LPL Financial LLCBroker
Lincoln Investment
Lincoln InvestmentBroker
Transamerica Retirement Advisors, LLC
Transamerica Investors Securities CorporationBroker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Gwfs Equities, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Intrust Brokerage INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.