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Lance Eaton

23 Years of Experience
Deerfield, IL
Broker

Lance Eaton is a registered investment advisor at Morgan Stanley, based in Deerfield, IL, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

111 South Pfingsten Road, Suite 200, Deerfield, IL, 60015

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lance is a sole proprietor/owner of a real estate business in Phoenix, Arizona since March 2021. This activity is investment-related and does not take place during business hours.

Employment History
Current Registrations
Morgan Stanley
July 2017 - Present · 9 yrs
Morgan StanleyBroker
July 2017 - Present · 9 yrs
Previous Registrations
E*trade Capital Management, LLC
June 2011 - July 2017 · 6 yrs 1 mo
E*trade Securities LLCBroker
May 2011 - July 2017 · 6 yrs 2 mos
Chase Investment Services CORP.Broker
May 2010 - June 2010 · 1 mo
Chase Investment Services CORP.
April 2010 - June 2010 · 2 mos
Seidman Private Securities LLCBroker
May 2009 - June 2009 · 1 mo
Seidman Private Advisors LLC
May 2009 - September 2009 · 4 mos
TD Ameritrade, INC.Broker
March 2008 - January 2009 · 10 mos
Amerivest Investment Management, LLC
March 2008 - January 2009 · 10 mos
TD Ameritrade, INC.
March 2008 - January 2009 · 10 mos
Strategic Advisers, INC.
January 2008 - February 2008 · 1 mo
Fidelity Brokerage Services LLCBroker
December 2007 - February 2008 · 2 mos
UBS Financial Services INC.Broker
December 2006 - October 2007 · 10 mos
UBS Financial Services INC.
December 2006 - October 2007 · 10 mos
Citicorp Investment Services
January 2006 - January 2007 · 1 yr
Citicorp Investment ServicesBroker
January 2006 - January 2007 · 1 yr
A. G. Edwards & Sons, INC.Broker
July 2005 - January 2006 · 6 mos
Fahnestock Asset Management
December 2004 - July 2005 · 7 mos
Oppenheimer & CO. INC.Broker
December 2004 - July 2005 · 7 mos
Charles Schwab & CO., INC.
June 2002 - September 2004 · 2 yrs 3 mos
Charles Schwab & CO., INC.Broker
September 2000 - September 2004 · 4 yrs
USAA Investment Management CompanyBroker
March 2000 - July 2000 · 4 mos
State Registrations37 states
ALAZCACODCDEFLGAIAIDILINKSLAMDMIMNMOMSMTNCNHNMNVNYOHOKORPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Lance Eaton - Financial Advisor | TrueAdvisor