Walter Hays
Walter Hays is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Baton Rouge, LA, with 25 years of industry experience. Walter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4737 Millwood Dr, Baton Rouge, LA, 70817
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Walter is a partner/owner in Hays and Breard Enterprises, renting office space, and owns a rental property in Pensacola Beach, FL. He also owns Hays Breard Financial Group LLC, used for business expenses, and is a managing partner/principal/CFP at Hays Breard Financial Group, spending about a quarter of his time providing financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
LPL Financial LLCBroker
LPL Financial LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.