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Alton Melancon

Cetera Investment Advisers LLC
25 Years of Experience
Baton Rouge, LA
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Alton Melancon is a registered investment advisor at Cetera Investment Advisers LLC, based in Baton Rouge, LA, with 25 years of industry experience. Alton is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

7777 Jefferson Highway, Baton Rouge, LA, 70809

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2013
Denied
Customer Dispute
March 2010
Denied
Customer Dispute
March 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alton is a volunteer coach for soccer and baseball, dedicating a few hours per week to this activity. This is an unpaid role and does not involve securities clients.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 9 mos
Cetera Investment Services LLCBroker
May 2013 - Present · 13 yrs 5 mos
Previous Registrations
Cetera Investment Services LLC
May 2013 - January 2014 · 8 mos
LPL Financial LLCBroker
December 2009 - May 2013 · 3 yrs 5 mos
LPL Financial LLC
December 2009 - May 2013 · 3 yrs 5 mos
Morgan Keegan & Company, INC.
February 2005 - December 2009 · 4 yrs 10 mos
Morgan Keegan & Company, INC.Broker
July 2004 - December 2009 · 5 yrs 5 mos
Hibernia Investments, L.L.C.Broker
July 2001 - July 2004 · 3 yrs
Ifg Network Securities, INC.Broker
April 2001 - May 2001 · 1 mo
State Registrations11 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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