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Gerald Graves
19 Years of Experience
Baton Rouge, LA
4 DisclosuresBroker
Gerald Graves is a registered investment advisor at Cetera Investment Advisers LLC, based in Baton Rouge, LA, with 19 years of industry experience. Gerald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
13380 Coursey Boulevard, Baton Rouge, LA, 70816
Get directionsHistory
Regulatory History (4)
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Financial
September 2020Final
Financial
January 2020Final
Financial
November 2019Final
Financial
October 2019Final
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Services LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Hornor, Townsend & Kent, LLC
May 2021 - July 2023 · 2 yrs 2 mos
Hornor, Townsend & Kent, LLCBroker
April 2021 - July 2023 · 2 yrs 3 mos
Northwestern Mutual Investment Services,llc
June 2010 - March 2021 · 10 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
October 2006 - March 2021 · 14 yrs 5 mos
State Registrations5 states
AKALLAMSTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.