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Kari Delaney

Principal Asset Management
26 Years of Experience
Des Moines, IA
1 DisclosureBroker
View SEC Summary
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Kari Delaney is a registered investment advisor at Principal Asset Management, based in Des Moines, IA, with 26 years of industry experience. Kari is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Real Estate Investing, and 1 more. Their firm serves 8,205 clients with $430B in assets under management.

Principal Asset Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
122 advisors
Number of Clients
8,205 clients
Average Client Portfolio
$52.1M average
Assets Under Management
$427.7B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50.0M0.60%
$50.0M - $100.0M0.55%
$100M+0.50%

Fees vary widely depending on the specific equity, fixed income, or alternative strategy chosen. The representative schedule shown reflects standard international equity or similar core strategies. Many strategies feature different tiers, minimum account sizes ranging from $10 million to $50 million, and negotiable rates for larger accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

711 High Street, Des Moines, IA, 50392

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History

Regulatory History (1)
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Criminal
October 1996
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kari is an access/supervised person of Principal Global Investors, LLC, and performs certain functions for Principal Global Investors and its affiliates.

Employment History
Current Registrations
Principal Asset Management
November 2018 - Present · 7 yrs 11 mos
Principal Funds Distributor, INC.
July 2014 - Present · 12 yrs 3 mos
Principal Funds Distributor, INC.Broker
July 2014 - Present · 12 yrs 3 mos
Previous Registrations
Principal Securities, INC.
July 2004 - October 2018 · 14 yrs 3 mos
Principal Securities, INC.Broker
May 2000 - December 2018 · 18 yrs 7 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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